Is Go Markets Regulated by the BaFin as of 2026

Go Markets is a forex and CFD broker offering online trading services to traders and investors worldwide. The broker provides a diverse range of trading instruments, including Forex, Commodities, Metals, Indices, Shares, Cryptocurrencies, Treasuries, ETFs. It also supports multiple trading platforms and tools such as MT4, MT5, WebTrader,CTrader.

Although Go Markets is regulated by several authoritative bodies, including ASIC, FCA, JFSA, SFC (Hongkong), FSCA, MAS, FMA, GmbH, FINMA, it is not regulated by BaFin. In this article, we will explore Go Markets’ regulations, and its features, and provide a list of alternative brokers that are regulated by BaFin.

Does Go Markets Operate Under BaFin?

No, Go Markets does not operate under BaFin regulations. The broker is regulated by several other reputable financial authorities, including the ASIC, FCA, JFSA, SFC (Hongkong), FSCA, MAS, FMA, GmbH, FINMA. These regulatory bodies ensure compliance with various standards for financial stability, transparency, and investor protection, though they do not provide the specific protections offered by the BaFin in the UK.

What Other Regulations Does Go Markets Have?

FCA:

Go Markets is regulated by the Financial Conduct Authority (FCA) in the UK . The FCA, established in 2013, is responsible for regulating financial markets and firms in the United Kingdom.

The FCA requires Go Markets to adhere to strict guidelines for financial conduct, including maintaining adequate capital, safeguarding client funds, and ensuring transparency in its operations. This includes keeping client money separate from company funds and providing regular financial reports. FCA regulation helps ensure that Go Markets operates securely and fairly, offering a high level of protection and trust for clients in the UK and across Europe.

ASIC:

Go Markets is regulated by ASIC . Founded in July 1998, the Australian Securities & Investments Commission (ASIC) is Australia’s national corporate regulator, overseeing corporations, markets, and financial services in accordance with the Australian Securities and Investments Commission Act 2001. Being based in Australia, ASIC regulation ensures that the broker complies with Australian laws on financial services, including responsible conduct, risk management, and financial reporting. Client money is kept in segregated accounts, and there is an emphasis on risk disclosure and trader protection.

FSA (Japan)

FSA regulation refers to the rules and oversight provided by the Financial Services Agency (FSA) of Japan. Established in 2000, the FSA supervises financial institutions including banks, insurance companies, and forex brokers to ensure the stability and fairness of Japan’s financial system. It works to protect investors and maintain confidence in the market.

Financial service providers, such as forex brokers, must be licensed by the FSA to operate in Japan. The FSA enforces strict standards on capital requirements, risk management, and transparency. It requires firms to segregate client funds to ensure their protection and implement robust measures to prevent financial misconduct. By enforcing these regulations, the FSA plays a key role in upholding market integrity and safeguarding investor interests.

SFC (Hongkong)

SFC regulation refers to the rules and oversight provided by the Securities and Futures Commission (SFC) of Hong Kong. Established in 1989, the SFC regulates financial markets, including brokers, investment firms, and asset managers, to ensure a stable and transparent financial environment in Hong Kong.

To operate in Hong Kong, financial service providers, including forex brokers, must obtain a license from the SFC. The SFC enforces strict capital requirements, risk management standards, and transparency rules. It mandates that firms maintain segregated client accounts to protect investor funds and implement measures to combat financial misconduct. By overseeing these regulations, the SFC plays a crucial role in maintaining market integrity and safeguarding investor interests in Hong Kong.

FSB:

Go Markets is regulated by the Financial Services Board (FSB) of South Africa. The FSB, established in 1990, was the financial regulatory authority in South Africa responsible for overseeing non-banking financial institutions before being replaced by the Financial Sector Conduct Authority (FSCA) in 2018.

Under FSB regulations, Go Markets was required to maintain strict standards, including holding adequate capital, protecting client funds by segregating them from company assets, and ensuring transparency through regular financial reporting. This regulation helped ensure that Go Markets operated securely and reliably, offering a safe trading environment for clients in South Africa.

MAS:

Go Markets is regulated by the Monetary Authority of Singapore (MAS). MAS, founded in 1970, is the government body responsible for overseeing financial institutions in Singapore, ensuring financial stability and investor protection.

Under MAS regulation, Go Markets must follow strict rules, including maintaining enough capital, keeping client funds separate from company assets, and providing regular financial reports. MAS supervises forex trading and limits the maximum leverage to 1:20 to manage risk. Although there is no specific protection scheme, MAS’s oversight ensures that Go Markets operates safely and transparently. For more details, you can visit their website: https://www.mas.gov.sg.

FMA

Go Markets is regulated by the Financial Markets Authority (FMA) of New Zealand. The FMA, established in 2011, is responsible for overseeing financial markets and ensuring fair, transparent, and efficient operations in New Zealand.

The FMA requires Go Markets to follow strict guidelines, including maintaining sufficient capital, protecting client funds by keeping them separate from company assets and providing regular financial reporting. This regulation ensures that Go Markets operates securely and fairly, offering a reliable and transparent trading environment for clients in New Zealand.

GmbH,

Go Markets operates under the regulatory framework of a Gesellschaft mit beschränkter Haftung (GmbH) in Germany, which translates to a company with limited liability. This legal structure provides important protections for shareholders and clients alike, ensuring that the company’s liabilities are limited to its assets.

As a GmbH, Go Markets must adhere to strict corporate governance standards, including maintaining adequate capital, ensuring transparency in its financial reporting, and complying with regulatory requirements specific to financial services. This structure not only enhances the trust and confidence of clients but also reinforces Go Markets’s commitment to operating with integrity and professionalism. The GmbH designation signals a commitment to regulatory compliance and sound business practices, ensuring that clients can trade with peace of mind in a secure environment.

FINMA:

Go Markets is regulated by the Swiss Financial Market Supervisory Authority (FINMA) under its relevant license. FINMA, established in 2009, is Switzerland’s independent financial regulatory body responsible for supervising banks, insurance companies, and financial intermediaries to ensure the stability of financial markets.

FINMA requires Go Markets to comply with strict standards of financial security, including maintaining sufficient capital, protecting client funds by segregating them from company assets and ensuring transparent and accurate financial reporting. FINMA’s oversight ensures that Go Markets operates with integrity and reliability, providing a secure trading environment for clients in Switzerland.

Best Bafin Regulated Forex Brokers: Alternatives to Go Markets

Go Markets is one of the leading forex and CFD brokers. The broker is not regulated by BaFin. It is regulated by other top-tier regulators including ASIC, FCA, JFSA, SFC (Hongkong), FSCA, MAS, FMA, GmbH, FINMA. There are several BaFin regulated brokers that can serve as alternatives to Go Markets. These brokers include: 

These brokers operate under BaFin  regulation. According to BaFin rules, they offer leverage up to 30:1 and provide negative balance protection for retail traders. To learn more about BaFin-regulated forex brokers, you can read our content on the best BaFin-regulated forex brokers.

How Can I Verify If My Broker is Bafin Regulated?

To verify if your broker, such as Go Markets, is regulated by the BaFin, follow these steps:

1. Find the Broker’s Reference Number or Name: Obtain this information from the broker’s website.
2. Search the BaFin Register: Visit the Bafin Financial Services Register and enter the broker’s reference number or name.
3. Check the Broker’s Authorization: Ensure that the broker is authorized to provide “Rolling spot forex contract” services to retail customers in the UK.
4. Match Firm Details: Verify that the details on the BaFin website, such as the broker’s website and email, match those provided by the broker. Any discrepancies might indicate an unauthorized broker, and you should avoid trading with them.

Frequently Asked Questions ( FAQs)

What is Go Markets?

Established in 2006, GO Markets is an experienced and regulated Australian broker. It gives traders access to trade more than 1,000 forex and CFDs on its MT4, MT5, and cTrader platforms. The broker’s GO Plus+ account comes with raw spreads and low commissions which is great for pro traders. Autochartist, Trading Central, free VPS, MetaTrader Genesis, market news, and analysis are provided.

Is Go Markets Considered Safe?

Yes, Go Markets is considered safe. The broker is regulated by multiple top-tier regulatory authorities, including ASIC, FCA, JFSA, SFC (Hongkong), FSCA, MAS, FMA, GmbH, FINMA. It offers negative balance protection and holds client funds in segregated bank accounts. Additionally, Go Markets provides an investor protection scheme for clients regulated under ASIC and FCA, making it a reliable and trustworthy broker.

Does Go Markets Offer Negative Balance Protection?

Yes, Go Markets offers negative balance protection. All BaFin-regulated brokers must offer negative balance protection. Negative balance protection means that traders are protected from losing more money than they have in their trading accounts. If a trade results in losses that exceed the amount of funds in the account, negative balance protection ensures that the trader’s balance cannot go below zero. This prevents the trader from owing the broker any additional money.

Is Go Markets regulated in Australia?

No, Go Markets is not regulated in Australia. The broker is not regulated by ASIC, the Australian regulator. However, it accepts Australian clients under its global entity. Go Markets is regulated by several other authorities, including ASIC, FCA, JFSA, SFC (Hongkong), FSCA, MAS, FMA, GmbH, FINMA.