ActivTrades ASIC Regulation 2026: Supervision, Investor Protections, and More

ActivTrades is a forex and CFD broker offering online trading services to traders and investors worldwide. The broker provides a diverse range of trading instruments, including Forex, shares, indices, cryptocurrencies, ETFs, commodities, and bonds. It also supports multiple trading platforms and tools such as MT4, MT5, ActivTrader, and Tradingview.

Although ActivTrades is regulated by several authoritative bodies, including SCB, FCA, CMVM, BACEN, and CVM, it is not regulated by ASIC (Australian Securities and Investments Commission). In this article, we will explore ActivTrades’ regulations, and its features, and provide a list of alternative brokers that are regulated by ASIC.

Does ActivTrades Operate Under Asic?

No, ActivTrades does not operate under ASIC (Australian Securities and Investments Commission) regulations. The broker is regulated by several other reputable financial authorities, including the SCB, FCA, CMVM, BACEN, and CVM. These regulatory bodies ensure compliance with various standards for financial stability, transparency, and investor protection, though they do not provide the specific protections offered by the Asic in Australia.

What Other Regulations Does ActivTrades Have?

FCA (Financial Conduct Authority)

ActivTrades is regulated by the Financial Conduct Authority (FCA) in the UK. The FCA, established in 2013, is responsible for regulating financial markets and firms in the United Kingdom.

The FCA requires ActivTrades to adhere to strict guidelines for financial conduct, including maintaining adequate capital, safeguarding client funds, and ensuring transparency in its operations. This includes keeping client money separate from company funds and providing regular financial reports. FCA regulation helps ensure that ActivTrades operates securely and fairly, offering a high level of protection and trust for clients in the UK and across Europe.

SCB (Securities Commission of The Bahamas):

ActivTrades is also regulated by SCB. Established in 1995, SCB  regulates and oversees the financial services industry. The SCB ensures that ActivTrades follows guidelines for maintaining adequate capital, protecting client assets, and ensuring transparent operations for clients from various regions, particularly those outside Europe and Australia.

CMVM

ActivTrades is regulated by the Comissão do Mercado de Valores Mobiliários (CMVM) in Portugal under license number 3991. Established in 1991, the CMVM is responsible for overseeing financial markets and firms in Portugal, ensuring they operate within a secure and transparent framework.

The CMVM mandates that ActivTrades comply with rigorous standards of financial conduct, including the maintenance of sufficient capital reserves, the protection of client funds, and the transparency of its operations. This involves keeping client funds in segregated accounts, separate from the company’s own assets, and adhering to strict reporting requirements.

Regulation by the CMVM provides an added layer of security for clients, as it ensures that ActivTrades operates with integrity and fairness. This oversight fosters a high level of trust among clients in Portugal and throughout Europe, ensuring that their interests are protected in the competitive forex trading environment.

BACEN

BACEN operates under the regulatory oversight of the Central Bank of Brazil (Banco Central do Brasil, BACEN), which is responsible for supervising financial markets and institutions in Brazil. BACEN, established in 1964, plays a key role in maintaining financial stability, ensuring that firms like BACEN comply with the necessary legal and financial requirements.

Under BACEN’s regulation, BACEN is required to meet stringent financial guidelines, including maintaining adequate capital reserves, segregating client funds, and ensuring transparency in its financial operations. These measures help protect clients’ funds and ensure that BACEN operates with integrity and in accordance with local regulations. BACEN’s oversight contributes to the reliability and security of BACEN’s services, reinforcing trust among clients in Brazil and across the region.

Best Asic Regulated Forex Brokers: Alternatives to ActivTrades

ActivTrades is one of the leading forex and CFD brokers. The broker is not regulated by ASIC. It is regulated by other top-tier regulators including SCB, FCA, CMVM, BACEN, and CVM. There are several Asic regulated brokers that can serve as alternatives to ActivTrades. These brokers include: 

These brokers operate under ASIC  regulation. According to ASIC rules, they offer leverage up to 30:1 and provide negative balance protection for retail traders. To learn more about Asic-regulated forex brokers, you can read our content on the best Asic-regulated forex brokers.

How Can I Verify If My Broker is Asic Regulated?

To verify if your broker, such as ActivTrades, is regulated by the Asic, follow these steps:

1. Find the Broker’s Reference Number or Name: Obtain this information from the broker’s website.
2. Search the Asic Register: Visit the Asic Financial Services Register and enter the broker’s reference number or name.
3. Check the Broker’s Authorization: Ensure that the broker is authorized to provide “Rolling spot forex contract” services to retail customers in Australia.
4. Match Firm Details: Verify that the details on the Asic website, such as the broker’s website and email, match those provided by the broker. Any discrepancies might indicate an unauthorized broker, and you should avoid trading with them.

Frequently Asked Questions ( FAQs)

What is ActivTrades?

ActivTrades is an online forex and CFD broker that offers MT4, MT5, and the ActivTrader proprietary web and mobile trading platforms. Alex Pusco founded ActivTrades as a stock brokerage in Switzerland in 2001. Later he moved to London in 2005. The broker added MetaTrader 4 in 2007. It also added CFDs on indices and commodities to its offer in 2008. ActivTrades offers over 45 currency pairs, Indexes, ETFs, as well as Commodities and Shares CFDs for your personal investment and trading options.

Is ActivTrades Considered Safe?

Yes, ActivTrades is considered safe. The broker is regulated by multiple top-tier regulatory authorities, including SCB, FCA, CMVM, BACEN, and CVM. It offers negative balance protection and holds client funds in segregated bank accounts. Additionally, ActivTrades provides an investor protection scheme for clients regulated under FCA making it a reliable and trustworthy broker.

Does ActivTrades Offer Negative Balance Protection?

Yes, ActivTrades offers negative balance protection. All Asic-regulated brokers must offer negative balance protection. Negative balance protection means that traders are protected from losing more money than they have in their trading accounts. If a trade results in losses that exceed the amount of funds in the account, negative balance protection ensures that the trader’s balance cannot go below zero. This prevents the trader from owing the broker any additional money.

Is ActivTrades regulated in Australia?

No, ActivTrades is not regulated in Australia. The broker is not regulated by ASIC, the Australian regulator. However, it accepts Australian clients under its global entity. ActivTrades is regulated by several other authorities, including SCB, FCA, CMVM, BACEN, and CVM.